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Numerical Valuation of High Dimensional Multivariate American Securities

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Author Info
Barraquand, J?r?me
Martineau, Didier
Abstract

We consider the problem of pricing an American contingent claim whose payoff depends on several sources of uncertainty. Several efficient numerical lattice-based techniques exist for pricing American securities depending on one or few (up to three) risk sources. However, these methods cannot be used for high dimensional problems, since their memory requirement is exponential in the number of risk sources. We present an efficient numerical technique that combines Monte Carlo simulation with a particular partitioning method of the underlying assets space, which we call Stratified State Aggregation (SSA). Using this technique, we can compute accurate approximations of prices of American securities with an arbitrary number of underlying assets. Our numerical experiments show that the method is practical for pricing American claims depending on up to 400 risk sources.

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Publisher Info
Article provided by Cambridge University Press in its journal Journal of Financial and Quantitative Analysis.

Volume (Year): 30 (1995)
Issue (Month): 03 (September)
Pages: 383-405
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Handle: RePEc:cup:jfinqa:v:30:y:1995:i:03:p:383-405_00

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  1. Antonella Basso & Martina Nardon & Paolo Pianca, 2004. "A two-step simulation procedure to analyze the exercise features of American options," Decisions in Economics and Finance, Springer, vol. 27(1), pages 35-56, 08. [Downloadable!] (restricted)
  2. Olivier Aj Bardou & Sandrine Bouthemy & Gilles Pag\`es, 2007. "Optimal quantization for the pricing of swing options," Quantitative Finance Papers 0705.2110, arXiv.org. [Downloadable!]
  3. Didier Cossin & Benoît Leleux & Entela Saliasi, 2002. "Understanding the Economic Value of Legal Covenants in Investment Contracts: A Real-Options Approach to Venture Equity Contracts," Swiss Finance Institute Research Paper Series rp63, Swiss Finance Institute. [Downloadable!]
  4. Berridge, S.J. & Schumacher, J.M., 2002. "An irregular grid approach for pricing high-dimensional American options," Discussion Paper 99, Tilburg University, Center for Economic Research. [Downloadable!]
    Other versions:
  5. Vladislav Kargin, 2003. "Lattice Option Pricing By Multidimensional Interpolation," Finance 0309003, EconWPA, revised 29 Oct 2004. [Downloadable!]
    Other versions:
  6. Axel Kind, 2005. "Pricing American-Style Options By Simulation," Financial Markets and Portfolio Management, Springer, vol. 19(1), pages 109-116, June. [Downloadable!] (restricted)
  7. Manuel Ammann & Axel Kind & Christian Wilde, 2005. "Simulation-Based Pricing of Convertible Bonds," Finance 0507015, EconWPA. [Downloadable!]
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  8. Flavia Cortelezzi & Giovanni Villani, 2009. "Valuation of R&D Sequential Exchange Options Using Monte Carlo Approach," Computational Economics, Springer, vol. 33(3), pages 209-236, April. [Downloadable!] (restricted)
  9. Nigel Clarke, Kevin Parrott, 1999. "Multigrid for American option pricing with stochastic volatility," Applied Mathematical Finance, Taylor and Francis Journals, vol. 6(3), pages 177-195, September. [Downloadable!] (restricted)
  10. N.P. Firth & J.N. Dewynne, 2004. "High Dimensional Radial Barrier Options," OFRC Working Papers Series 2004mf02, Oxford Financial Research Centre. [Downloadable!]
  11. Marat Kramin & Saikat Nandi & Alexander Shulman, 2008. "A multi-factor Markovian HJM model for pricing American interest rate derivatives," Review of Quantitative Finance and Accounting, Springer, vol. 31(4), pages 359-378, November. [Downloadable!] (restricted)
  12. Berridge, S.J. & Schumacher, J.M., 2004. "Pricing high-dimensional Americal options using local consistency conditions," Discussion Paper 19, Tilburg University, Center for Economic Research. [Downloadable!]
  13. Augusto Castillo, 2004. "Firm and Corporate Bond Valuation: A Simulation Dynamic Programming Approach," Cuadernos de Economía (Latin American Journal of Economics), Instituto de Economía. Pontificia Universidad Católica de Chile., vol. 41(124), pages 345-360. [Downloadable!]
  14. Pizzi Claudio & Pellizzari Paolo, 2002. "Monte Carlo Pricing of American Options Using Nonparametric Regression," Finance 0207007, EconWPA, revised 04 Mar 2003. [Downloadable!]
  15. Hatem Ben-Ameur & Michèle Breton, 2004. "A Dynamic Programming Approach for Pricing Options Embedded in Bonds," Computing in Economics and Finance 2004 237, Society for Computational Economics. [Downloadable!]
  16. Mark Broadie & Jérôme B. Detemple, 1996. "Recent Advances in Numerical Methods for Pricing Derivative Securities," CIRANO Working Papers 96s-17, CIRANO. [Downloadable!]
  17. A.-S. Chen & P.-F. Shen, 2003. "Computational complexity analysis of least-squares Monte Carlo (LSM) for pricing US derivatives," Applied Economics Letters, Taylor and Francis Journals, vol. 10(4), pages 223-229, March. [Downloadable!] (restricted)
  18. Manuel Moreno & Javier R. Navas, 2001. "On the Robustness of Least-Squares Monte Carlo (LSM) for Pricing American Derivatives," Economics Working Papers 543, Department of Economics and Business, Universitat Pompeu Fabra. [Downloadable!]
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  19. Riccardo Rebonato, Ian Cooper, 1998. "Coupling backward induction with Monte Carlo simulations: a fast Fourier transform (FFT) approach," Applied Mathematical Finance, Taylor and Francis Journals, vol. 5(2), pages 131-141, June. [Downloadable!] (restricted)
  20. Marat Kramin & Timur Kramin & Stephen Young & Venkat Dharan, 2005. "A Simple Induction Approach and an Efficient Trinomial Lattice for Multi-State Variable Interest Rate Derivatives Models," Review of Quantitative Finance and Accounting, Springer, vol. 24(2), pages 199-226, January. [Downloadable!] (restricted)
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