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The Effect of the SEC's Order-Handling Rules on NASDAQ

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Author Info
McInish, Thomas H
Van Ness, Bonnie F
Van Ness, Robert A

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Abstract

We study the effect of the implementation of new Securities and Exchange Commission order-handling rules--the Limit Order Display Rule, the Quote Rule, and the Actual Size Rule--on NASDAQ's quoting and trading behavior. We find that the number of reported quotes increases and the bid-ask spread decreases following the implementation of the new rules. The decreased quoted depth associated with placement of individual investors' limit orders--the Limit Order Display Rule--outweighs the increased quoted depth associated with displaying institutional quotes--the Quote Rule. Further, the number of trade executions increases while the average trade size decreases. The volatility of trade-to-trade and midpoint returns decreases for the initial group of stocks subject to the rules, but not for the two subsequent groups.

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Publisher Info
Article provided by Southern Finance Association and Southwestern Finance Association in its journal Journal of Financial Research.

Volume (Year): 21 (1998)
Issue (Month): 3 (Fall)
Pages: 247-54
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Handle: RePEc:bla:jfnres:v:21:y:1998:i:3:p:247-54

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Web page: http://www.blackwellpublishing.com/journal.asp?ref=0270-2592

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  1. David Porter & Yusif Simaan & Daniel Weaver & David Whitcomb, 2006. "Effect of the Actual Size Rule Under Market Stress," Review of Quantitative Finance and Accounting, Springer, vol. 26(2), pages 87-103, March. [Downloadable!] (restricted)
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This page was last updated on 2009-12-19.


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