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An Analysis of Yield Curve Notes

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Author Info
Ogden, Joseph P
Abstract

This paper analyzes a new security, the yield curve note, which pays interest at a rate that varies inversely with short-term interest rates. A valuation model is presented, the parameters of the model are estimated empirically, and the estimated model is used to explore the price behavior and risk characteristics of yield curve notes in comparison with fixed rate notes. The risk of a yield curve note is approximately twice as great as a fixed rate note with the same maturity. The unique risk characteristics of yield curve notes make them useful in immunization strategies for financial institutions. Copyright 1987 by American Finance Association.

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Publisher Info
Article provided by American Finance Association in its journal Journal of Finance.

Volume (Year): 42 (1987)
Issue (Month): 1 (March)
Pages: 99-110
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Handle: RePEc:bla:jfinan:v:42:y:1987:i:1:p:99-110

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